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APPEAL COURT, HIGH COURT OF JUSTICIARY |
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Lord Justice Clerk Lord MacLean Lord McCluskey |
Appeal No: XC532/03 OPINION OF THE COURT delivered by THE LORD JUSTICE CLERK in APPEAL by ROBERT WILLIAM JAMES LYTTLE Appellant; against HER MAJESTY'S ADVOCATE Respondent: _______ |
Appellant: Taylor, QC; Wardlaw Stephenson Allan
Respondent:
Turnbull, AD; Crown Agent2 October 2003
The conviction
[1] On 1 May 2002 at Edinburgh High Court the appellant was convicted of the following charge:
"on 15 and 16 February 2001 at Subway West End Night Club, Lothian Road, Castle Terrace and Boroughmuir Rugby Club, Meggetland, all Edinburgh, you did assault [name] ... induce her to enter your motor vehicle .. drive in your said vehicle to a secluded area at Boroughmuir Rugby Club aforesaid and did ... penetrate her hinder parts with your private member ... to her ... injury."
In convicting in these terms, the jury deleted from the charge allegations that the appellant administered to the complainer a stupefying substance, committed other forms of indecent assault upon her and raped her.
[2] On 23 May 2002 Lady Smith sentenced the appellant to three years imprisonment with an extension period of two years.
The evidence
[3] The appellant met the complainer in the Subway West End Night Club in the early hours of 16 February 2001. The complainer had gone there with two friends, Stacey Crandles and her boyfriend Michael Wilson, and had had several drinks before she met the appellant. When her friends left the club shortly before 3 am, the complainer stayed behind and talked to the appellant with whom she had drinks. Shortly after that she made her way from the club to the corner of Lothian Road and Castle Terrace. Video footage from a cctv camera on Lothian Road showed her to be markedly unsteady on her feet.
[4] The complainer said that she intended to get a taxi home but that the appellant walked with her and was irritating her. She said that the next thing she knew was that he came up beside her in his car, became aggressive towards her and told her to "just fucking get in the car". At first she laughed at him, but the next thing that she knew was that she was in the back seat of the car. She had no recollection of getting into the car. The appellant then drove her to a secluded place.
[5] The complainer and the appellant gave conflicting accounts of what happened in the car thereafter. The complainer said that she had been the victim of non-consensual anal, oral and vaginal intercourse. The appellant accepted that all three forms of intercourse had occurred, but he insisted that they had all been consensual. He said that the complainer had instigated anal intercourse.
[6] A significant issue at the trial was whether the complainer had arranged with the appellant at the night club that he would take her home in his car or whether that question arose only when he drove up beside her in Lothian Road. Michael Wilson was the key witness on this question. He gave a statement to the police about two days after the incident libelled. In the course of the statement he said that while they were in the club the complainer had told him that the appellant had a car.
This question came up in his evidence in chief in the following exchange.
"It may be suggested to you that he [sc. the appellant] had said to you that he had a car or something about giving a lift home. Can you recall anything about that? I don't recall anything".
It came up in cross-examination in the following passage:
"Now, the Advocate Depute put to you something along these lines: that guy told you that he had a car. Do you remember that he put that to you a few minutes ago? - Yes.
And you said no, I never spoke to the guy? - I never spoke to the guy.
Well, he put to you ...? - That I only got told that by someone else, that he had a car.
Yes, he put that to you wrongly, you see, because what I am going to put to you is what has been put to another witness and that is that Donna told you that he had a car? - Offhand I have no recollection of that. It is a long time ago to remember something like that.
Indeed. Well, if you said on page 7 of your statement to the police these words, and listen very carefully as I read them: 'I remember now that Donna had said the guy had a car and I remember thinking it's strange because he was drinking'? - Yes, he was drinking that night as well.
Now, does that refresh your memory? - Yes.
So Donna did tell you that the guy had a car and you remember that now and you remember your own thoughts being that's funny, if he has got a car, why is he drinking, am I right about that? - That would be my natural thinking anyway."
Counsel for the appellant told us, and we accept, that during this passage of the evidence, Michael Wilson had a copy of his police statement in front of him.
[7] Four expert medical witnesses gave evidence at the trial. The Crown led Dr Rachel Miller, a police surgeon who examined the complainer on the evening after the incident, and Dr Jane Turnbull and Dr Kranti Hiremath, both forensic medical examiners, who examined her jointly about two months later. The defence led Dr George Fernie, a senior police surgeon with Strathclyde Police, who did not examine the complainer but had studied the medical records and reports. Each of these witnesses spoke to the interpretation of the findings of the anal examinations of the complainer.
The trial judge's charge
[8] At an early stage in the charge the trial judge directed the jury about their approach to the assessment of the evidence. She said the following:
"You are entitled, ladies and gentlemen, to accept part of what a witness has said and reject other parts. This has been touched on already with you in the course of the speeches, but there is no rule that says if there is a bit of a witness's evidence that you are not happy about you have to throw away all their evidence. If there is also a bit you are happy about then accept the bit that you are happy about and just put the bit you are not in the bucket.
But equally you may wholly reject a witness because you found them wholly incredible or wholly unreliable, or you may wholly accept a witness because you felt that throughout their evidence they were being truthful and what they say is reliable. All these choices, ladies and gentlemen, are not for me and not for counsel they are for you (pp. 4-5)."
[9] When she came to the question of reasonable doubt she gave the standard directions, which included the comment that the key question for each of the jurors to have constantly in mind was the question whether, after considering all the evidence, they were left with a reasonable doubt.
[10] She later dealt with certain evidential questions in relation to the defence case. She said the following:
"At this stage, ladies and gentlemen, let me stress there is no burden of proof on the accused. You have heard me saying the various things about what the Crown might say as they bring the case to court, that is because they would have to prove the case; the accused doesn't have to prove innocence. If he tries to establish something in evidence he doesn't have to prove to any particular standard nor does he have to corroborate anything. If he puts anything in evidence that gives you a reasonable doubt about his guilt then you must acquit him. In all questions, ladies and gentlemen, in all cases you have to ask yourself has the Crown proved its case. If you have a reasonable doubt about that, whatever causes it, then you must acquit (pp. 15-16)."
[11] Having defined the crimes and discussed the evidence, the trial judge gave the jury the following direction in relation to the defence case:
"Now the accused's account as given in evidence is that what happened was not only consensual but was at the instigation of the complainer. Here, ladies and gentlemen, can I remind you when I talk about resolving conflicts you mustn't fall into the trap of thinking you have got to choose one or the other, because the accused hasn't got to prove anything. Anything in his evidence that raises a reasonable doubt in your mind as to his guilt then you must acquit. But there is no doubt we have conflicts in the evidence here and his account of what happened is put to you as a reason why you should not be satisfied of the complainer's account (pp. 48-49)."
On the question of police statements, and of the statement and evidence of Michael Wilson in particular, the trial judge said the following:
"Similarly, ladies and gentlemen, in so far as any references may have been made to what witnesses said to the police when they were interviewed, that is not evidence in the case ... So in so far as you may recall references to what somebody said to the police, that is not evidence before you - for instance reference to what Michael said to the police about whether or not he went to the nightclub, that the accused had a car - what you have got before you is only what he said in the witness box, which was I think that that was something of which he had no recollection (pp. 52-53)."
[12] The trial judge also gave the jury a detailed review of the medical evidence, and her account of that evidence is the subject of a ground of appeal. We need not go into the details of that evidence because, for reasons that we shall give, we consider that it was irrelevant to the outcome of the trial.
The grounds of appeal
[13] The first ground of appeal is that the trial judge failed adequately to direct the jury on how to deal with defence evidence and, in particular, did not point out that the accused did not require to give evidence or lead evidence; that he bore no onus of proof, and that even if they disbelieved the accused's evidence, in whole or in part, they must nonetheless acquit if the defence case left them with a reasonable doubt in their minds.
[14] The second ground is that the trial judge misdirected the jury in the passage that we have quoted in directing them in effect to disregard Michael Wilson's police statement and in saying that in the witness box he said that the alleged remark about the accused having a car was something of which he had no recollection.
[15] The third ground is that the trial judge misdirected the jury in saying (a) that Dr. Fernie did not contradict Dr Turnbull and Dr Hiremath and (b) that Dr. Fernie had said that he would have expected fissures to be seen if swabs were taken from the anus of the complainer by Dr Miller.
Submissions and conclusions
Ground of appeal 1: alleged misdirection regarding the effect of defence evidence
[16] Counsel for the appellant submitted that in every case the trial judge should point out to the jury that there is no requirement on the defence to lead evidence nor, if defence evidence is led, any requirement on the accused to give evidence on his own behalf. The further directions desiderated on the appellant's behalf should be given in every case in which the accused gives evidence. The crucial direction was that if the jury were to disbelieve the accused, they must nevertheless look at the whole of the evidence and consider if it proved the libel beyond reasonable doubt. In the special circumstances of this case, careful directions on this topic were essential in case the jury should merely weigh the evidence of the complainer against that of the appellant without taking into account the question of onus.
[17] In her first Report to the court the trial judge comments on this ground of appeal in the following terms.
"Not only did I direct the jury regarding the presumption of innocence, onus and burden of proof as set out in my charge both in the general part and when dealing with the evidence but, in the course of my introductory address to the jury, after empanelling but before evidence, I explained to them that the onus of proof remained on the Crown, that the accused did not have to prove anything at all and that being so, there was no obligation on the defence to lead evidence. I told them that it was for the Crown to prove an accused person guilty and not for the any accused person to prove his or her innocence. Thus, I said, an accused person does not have to prove anything and that being so, there may not be any defence evidence in the case. I made these remarks in an effort to impress on the jury from the outset that the Crown would have to bear the burden of proof throughout the trial and that no onus rested on the accused. In the course of his speech to the jury, Mr Taylor QC said that they had to assess the credibility and reliability of witnesses including, in accordance with the normal rules, the evidence of the accused and that they should ask themselves whether his evidence gave them any reasonable doubt as to whether the Crown had proved its case. If it did, then they should acquit. In all the circumstances, I did not consider it necessary to say anything further in my charge to protect against the jury thinking that the accused had to prove anything in the case."
[18] We should say at the outset that where the trial judge has omitted a material direction, or given a material misdirection, in the course of the charge, neither the trial judge nor the Crown can pray in aid anything that the trial judge may have said in the course of introductory remarks to the jury. Such remarks are not part of the formal procedure of the trial. In our view, they should be made by way of identifying to the jury the parties' legal representatives and outlining the procedures that are to be followed at the trial. In some cases, it may be helpful for the judge to indicate the probable length of the trial. But there is no need for the trial judge at that stage to mention matters of law, and in our view there may be dangers in doing so. It certainly makes good sense for the trial judge, when indicating the order of events, to say that after the Crown case there may be evidence for the defence; but that the defence is under no obligation to lead evidence. In this way, the judge may forestall the jury's jumping to adverse conclusions if no defence evidence is led. But if the trial judge goes on to mention onus, reasonable doubt and so on, his comments may at that stage seem academic and will lack any evidential context. Moreover, if he mentions such matters in both his introductory remarks and in the charge, there is a danger that any material discrepancy between his comments at these two stages may cause a mis-trial.
[19] We therefore decide this ground of appeal within the four corners of the charge itself. Approaching the matter in this way, we consider that the directions of the trial judge on this point could have been better expressed. In our view, the trial judge should have given a concise and specific direction as to the implications on onus and standard of proof where the defence leads evidence, and should have done so in the course of the general part of her charge.
[20] We do not accept a suggestion made by counsel for the appellant that the jury should be told that even if they disbelieve the evidence of the accused, they must nevertheless acquit if that evidence leaves a reasonable doubt in their minds. That direction would not be correct. The jury might find it difficult, as we do, to envisage how evidence that they disbelieved could create a reasonable doubt in their minds. The correct test is whether the evidence overall leaves them with a reasonable doubt.
[21] In our opinion, the essential points on which the jury should be directed in a case of this kind are that the accused bears no onus of proof; that there is no obligation on the defence to lead evidence; that if the defence does lead evidence, there is no obligation on the accused himself to give evidence; and that if defence evidence is led, it is not subject to the requirement of corroboration. If defence evidence is not led, the jury should be directed that no adverse inference arises from that. If defence evidence is led, the jury should be directed that if that evidence leaves a reasonable doubt in their minds, they must acquit (cf. Murray v HM Adv, 2000 SCCR 1); and that, even if they reject the whole of the defence evidence, there will remain the fundamental question whether the Crown has discharged the onus of proof beyond reasonable doubt. These, in our view, are good and sufficient directions in a case of this kind and it is preferable that they should be given as part of the trial judge's general directions, even if the trial judge considers it appropriate to return to them in his consideration of the evidence.
[22] Although the trial judge in this case approached the matter in a different way, the directions that we have quoted amounted in all to a sufficient direction to the effect that there was no onus on the defence and that the jury should decide whether the whole evidence left them with any reasonable doubt. We therefore refuse this ground of appeal.
Ground of appeal 2: alleged misdirection regarding the police statement and the evidence of Michael Wilson
[23] Counsel for the appellant submitted that the direction given by the trial judge, which we have quoted, was a misdirection in two respects; (1) because it directed the jury as a matter of law to disregard anything said by Michael Wilson in his police statement, and (2) because it misrepresented his evidence on the point. He submitted that Michael Wilson's evidence on the point was significant, both in relation to the question whether the appellant had induced the complainer to enter the car and in relation to the complainer's credibility overall.
[24] In her first Report to the court the trial judge comments that in the course of his speech to the jury, counsel for the appellant represented that Michael Wilson had told the police that the complainer had said to him while they were still in the night club that the appellant had a car. She says
"The significance of that would have been that it showed that the complainer had probably agreed to go home in the appellant's car before she even left the night club (p. 6)."
She then says of Michael Wilson's police statement that
"None of his statement (Crown Pro 22) ... was put to him. In particular, the paragraph at page 7 of that statement which begins with the words: 'I remember now that Donna had said the guy had a car ... ' was not put to him ibid)."
In her second Report, the trial judge accepts that she was mistaken in saying that Michael Wilson's police statement was not put to him. She has also revised her view of the significance of the point. She says:
" ... at no time did I get the impression that the witness Michael Wilson was adopting the content of his police statement as his evidence in court. Nor, indeed, did it seem, in the end of the day, that anything of significance turned on the question of whether or not the complainer had said to him that the appellant had a car (p. 1) ... As regards the question of whether or not the complainer told him that the appellant had a car and that that appeared strange to him because he was drinking, the witness seemed to agree that he remembered that the appellant was drinking that night. It did not seem to me that he was adopting what was contained in his police statement on that matter as his evidence in court at that point, as appears to be suggested by the terms of the note [sc. the note submitted by the appellant's agents after the first sift] (p. 2)."
[25] The advocate depute submitted that, on a strict reading of the passage of evidence that we have quoted, Michael Wilson did not actually say that he remembered that the complainer told him that the appellant had a car. It was for defence counsel to make this point clear. He had failed to do so. The advocate depute accepted however that if Michael Wilson's evidence on the point were to be interpreted as counsel for the appellant proposed, the trial judge seemed to have given the jury a direction in law that they should disregard it.
[26] In our opinion, there was a misdirection as to the import of Michael Wilson's evidence. We accept that defending counsel could have brought the point out more precisely; but reading that passage of the evidence in the context of the whole evidence and of the line of cross-examination that led up to it, we consider that the jury were entitled to infer from it that Michael Wilson was accepting that what he had said to the police soon after the events libelled was said when matters were fresh in his mind and was accepting both that he told the police about the complainer's statement about the car and that what he told them was true. On that view, we consider that the trial judge erred in suggesting to the jury that Michael Wilson's evidence was to the effect that the alleged remark about the car was "something of which he had no recollection."
[27] Furthermore, we consider that in the same passage in her charge the trial judge misdirected the jury in saying that what Michael Wilson said to the police was not evidence before them. Counsel for the defence put the statement to him by way of reminding him what he had said to the police and establishing with him that that was a true account of the matter. It was therefore evidence that the jury were entitled, and in our view bound, to take into account on that issue.
[28] We are further of the opinion that these misdirections were material. Michael Wilson's evidence had a significant bearing on the question whether the appellant unexpectedly appeared beside the complainer in a car and ordered her to get into it. If the jury accepted that the complainer told Michael Wilson in the night club that the appellant had a car, that could have suggested to the jury that the complainer had agreed to go home in the appellant's car before she even left the nightclub. It would also have been consistent with her having declined the opportunity to go home from the nightclub with her friends. We agree therefore that that evidence had the significance attached to it by the trial judge in her first Report (supra). It would also have a significant bearing on the overall credibility of the complainer. We conclude therefore that there was a miscarriage of justice and we uphold this ground of appeal.
Ground of appeal 3: alleged misdirection regarding the medical evidence
[29] This ground of appeal raises two questions, namely whether the trial judge erred in saying that Dr Turnbull and Dr Hiremath were not contradicted by any other expert witness and whether she was accurate in her account of Dr Fernie's evidence as to the interpretation of Dr Miller's examination of the complainer. Having read the evidence, we consider that Dr Fernie differed distinctly from Dr Turnbull and Dr Hiremath on the question whether the clinical signs were more likely to be the result of blunt force trauma than constipation. Dr Turnbull and Dr Hiremath favoured the view that the more probable cause was blunt force trauma. Dr Fernie considered that both causes were equally probable.
[30] In our view, that issue is now irrelevant. When Dr Fernie gave evidence, the question whether the appellant had had anal intercourse with the complainer remained in doubt. The appellant himself then gave evidence and confirmed that he did have anal intercourse with the complainer. With that, the medical issue between Dr Fernie and the Crown witnesses ceased to be of any significance.
[31] We conclude therefore that even if there was a misdirection on this point, there can be no question of its having caused a miscarriage of justice. We therefore reject this ground of appeal.
Decision
[32] We shall allow the appeal so far as it is based on the second ground and shall quash the conviction.